KANSAS CITY SOUTHERN 4
4 · KANSAS CITY SOUTHERN · Filed Jun 27, 2008
Insider Transaction Report
Form 4
HEAVIN JERRY W
Sr. Vice President of Sub.
Transactions
- Disposition to Issuer
Common Stock
2008-06-25−13,441→ 7,645 total
Holdings
- 30,000
Option (Right to Buy)
Exercise: $14.78From: 2003-07-19Exp: 2008-09-24→ Common Stock (30,000 underlying) - 20,000
Option (Right to Buy)
Exercise: $13.34From: 2002-09-04Exp: 2008-09-24→ Common Stock (20,000 underlying) - 1,418.354(indirect: By 401(k))
Common Stock
- 80,000
LSAR
Exercise: $12.90→ Common Stock (80,000 underlying) - 20,000
LSAR
Exercise: $13.34→ Common Stock (20,000 underlying) - 2,000
LSAR
Exercise: $14.60→ Common Stock (2,000 underlying) - 2,996
Option (Right to Buy)
Exercise: $12.55Exp: 2008-09-24→ Common Stock (2,996 underlying) - 1.019(indirect: Held by ESOP)
Common Stock
- 7,000
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2008-09-24→ Common Stock (7,000 underlying) - 2,996
LSAR
Exercise: $12.55→ Common Stock (2,996 underlying) - 30,000
LSAR
Exercise: $14.78→ Common Stock (30,000 underlying) - 2,771
Option (Right to Buy)
Exercise: $14.53Exp: 2008-09-24→ Common Stock (2,771 underlying) - 80,000
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2008-09-24→ Common Stock (80,000 underlying) - 7,000
LSAR
Exercise: $12.55→ Common Stock (7,000 underlying) - 2,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2008-09-24→ Common Stock (2,000 underlying) - 2,771
LSAR
Exercise: $14.53→ Common Stock (2,771 underlying)
Footnotes (5)
- [F1]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F2]These options are exercisable in installments: 600 on June 23, 2003, 600 on June 23, 2004, 600 on June 23, 2005 and 1,196 on June 23, 2006.
- [F3]These options are exercisable in installments: 554 on February 9, 2004, 554 on June 23, 2004, 554 on June 23, 2005 and 1109 on June 23, 2006.
- [F4]1.019 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan.
- [F5]Includes 26.492 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report for a total of 1,418.354 shares.