Home/Filings/4/0000054480-09-000002
4//SEC Filing

KANSAS CITY SOUTHERN 4

Accession 0000054480-09-000002

CIK 0000054480operating

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 5:56 PM ET

Size

24.3 KB

Accession

0000054480-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-08
Transactions
  • Exercise/Conversion

    Common Stock

    2009-01-08$5.75/sh+36,000$207,00075,072 total
  • Exercise/Conversion

    Option (Right to Buy)

    2009-01-0830,0000 total
    Exercise: $5.75From: 2001-05-02Exp: 2010-07-12Common Stock (30,000 underlying)
  • Exercise/Conversion

    Option (Right to Buy)

    2009-01-081,5000 total
    Exercise: $3.59From: 2000-05-03Exp: 2009-05-05Common Stock (1,500 underlying)
  • Exercise/Conversion

    Option (Right to Buy)

    2009-01-086,0000 total
    Exercise: $5.75From: 2003-07-13Exp: 2010-07-12Common Stock (6,000 underlying)
  • Exercise/Conversion

    Common Stock

    2009-01-08$3.59/sh+1,500$5,38539,072 total
Holdings
  • Option (Right to Buy)

    Exercise: $11.05From: 2004-05-01Exp: 2013-04-30Common Stock (10,000 underlying)
    10,000
  • LSAR

    Exercise: $13.80Common Stock (10,000 underlying)
    10,000
  • Option (Right to Buy)

    Exercise: $12.50From: 2002-05-01Exp: 2011-05-02Common Stock (10,000 underlying)
    10,000
  • Option (Right to Buy)

    Exercise: $16.02From: 2003-04-30Exp: 2012-05-01Common Stock (10,000 underlying)
    10,000
  • Option (Right to Buy)

    Exercise: $13.80From: 2005-05-04Exp: 2014-05-05Common Stock (10,000 underlying)
    10,000
  • LSAR

    Exercise: $12.50Common Stock (10,000 underlying)
    10,000
  • LSAR

    Exercise: $16.02Common Stock (10,000 underlying)
    10,000
  • LSAR

    Exercise: $11.05Common Stock (10,000 underlying)
    10,000
Footnotes (2)
  • [F1]Options exercised in rule 16b-3 exempt transaction.
  • [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000054480

Filing Metadata

Form type
4
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 5:56 PM ET
Size
24.3 KB