KANSAS CITY SOUTHERN 4
4 · KANSAS CITY SOUTHERN · Filed Jan 8, 2009
Insider Transaction Report
Form 4
JONES JAMES R
Director
Transactions
- Exercise/Conversion
Common Stock
2009-01-08$5.75/sh+36,000$207,000→ 75,072 total - Exercise/Conversion
Option (Right to Buy)
2009-01-08−30,000→ 0 totalExercise: $5.75From: 2001-05-02Exp: 2010-07-12→ Common Stock (30,000 underlying) - Exercise/Conversion
Option (Right to Buy)
2009-01-08−1,500→ 0 totalExercise: $3.59From: 2000-05-03Exp: 2009-05-05→ Common Stock (1,500 underlying) - Exercise/Conversion
Option (Right to Buy)
2009-01-08−6,000→ 0 totalExercise: $5.75From: 2003-07-13Exp: 2010-07-12→ Common Stock (6,000 underlying) - Exercise/Conversion
Common Stock
2009-01-08$3.59/sh+1,500$5,385→ 39,072 total
Holdings
- 10,000
Option (Right to Buy)
Exercise: $11.05From: 2004-05-01Exp: 2013-04-30→ Common Stock (10,000 underlying) - 10,000
LSAR
Exercise: $13.80→ Common Stock (10,000 underlying) - 10,000
Option (Right to Buy)
Exercise: $12.50From: 2002-05-01Exp: 2011-05-02→ Common Stock (10,000 underlying) - 10,000
Option (Right to Buy)
Exercise: $16.02From: 2003-04-30Exp: 2012-05-01→ Common Stock (10,000 underlying) - 10,000
Option (Right to Buy)
Exercise: $13.80From: 2005-05-04Exp: 2014-05-05→ Common Stock (10,000 underlying) - 10,000
LSAR
Exercise: $12.50→ Common Stock (10,000 underlying) - 10,000
LSAR
Exercise: $16.02→ Common Stock (10,000 underlying) - 10,000
LSAR
Exercise: $11.05→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Options exercised in rule 16b-3 exempt transaction.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.