4//SEC Filing
Arvidson Scott E 4
Accession 0000054480-09-000087
CIK 0000054480other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 7:08 PM ET
Size
28.8 KB
Accession
0000054480-09-000087
Insider Transaction Report
Form 4
Arvidson Scott E
Executive Vice President & CIO
Transactions
- Disposition to Issuer
Common Stock
2009-08-07−62,446→ 14,493 total
Holdings
- 606
Employee Stock Option (Right to Buy)
Exercise: $14.53From: 2004-02-09Exp: 2009-11-06→ Common Stock (606 underlying) - 92,000
Employee Stock Option (Right to Buy)
Exercise: $5.75From: 2001-07-13Exp: 2009-11-06→ Common Stock (92,000 underlying) - 92,000
LSAR
Exercise: $5.75→ Common Stock (92,000 underlying) - 130
LSAR
Exercise: $13.42→ Common Stock (130 underlying) - 6,000
LSAR
Exercise: $14.60→ Common Stock (6,000 underlying) - 11,774.973(indirect: By 401(k))
Common Stock
- 17,400
LSAR
Exercise: $5.75→ Common Stock (17,400 underlying) - 122
Employee Stock Option (Right to Buy)
Exercise: $14.34From: 2001-02-27Exp: 2009-11-06→ Common Stock (122 underlying) - 15,000
LSAR
Exercise: $12.55→ Common Stock (15,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2009-11-06→ Common Stock (6,000 underlying) - 500
Employee Stock Option (Right to Buy)
Exercise: $12.55From: 2003-01-16Exp: 2009-11-06→ Common Stock (500 underlying) - 15,000
Employee Stock Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2009-11-06→ Common Stock (15,000 underlying) - 606
LSAR
Exercise: $14.53→ Common Stock (606 underlying) - 3,116.085(indirect: By ESOP)
Common Stock
- 17,400
Employee Stock Option (Right to Buy)
Exercise: $5.75From: 2003-07-13Exp: 2009-11-06→ Common Stock (17,400 underlying) - 122
LSAR
Exercise: $14.34→ Common Stock (122 underlying) - 130
Employee Stock Option (Right to Buy)
Exercise: $13.42From: 2002-02-06Exp: 2009-11-06→ Common Stock (130 underlying) - 500
LSAR
Exercise: $12.55→ Common Stock (500 underlying)
Footnotes (3)
- [F1]3,116.085 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan.
- [F2]Includes 1,043.942 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001413767
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 7:08 PM ET
- Size
- 28.8 KB