Arvidson Scott E 4
4 · KANSAS CITY SOUTHERN · Filed Aug 11, 2009
Insider Transaction Report
Form 4
Arvidson Scott E
Executive Vice President & CIO
Transactions
- Disposition to Issuer
Common Stock
2009-08-07−62,446→ 14,493 total
Holdings
- 606
Employee Stock Option (Right to Buy)
Exercise: $14.53From: 2004-02-09Exp: 2009-11-06→ Common Stock (606 underlying) - 92,000
Employee Stock Option (Right to Buy)
Exercise: $5.75From: 2001-07-13Exp: 2009-11-06→ Common Stock (92,000 underlying) - 92,000
LSAR
Exercise: $5.75→ Common Stock (92,000 underlying) - 130
LSAR
Exercise: $13.42→ Common Stock (130 underlying) - 6,000
LSAR
Exercise: $14.60→ Common Stock (6,000 underlying) - 11,774.973(indirect: By 401(k))
Common Stock
- 17,400
LSAR
Exercise: $5.75→ Common Stock (17,400 underlying) - 122
Employee Stock Option (Right to Buy)
Exercise: $14.34From: 2001-02-27Exp: 2009-11-06→ Common Stock (122 underlying) - 15,000
LSAR
Exercise: $12.55→ Common Stock (15,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2009-11-06→ Common Stock (6,000 underlying) - 500
Employee Stock Option (Right to Buy)
Exercise: $12.55From: 2003-01-16Exp: 2009-11-06→ Common Stock (500 underlying) - 15,000
Employee Stock Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2009-11-06→ Common Stock (15,000 underlying) - 606
LSAR
Exercise: $14.53→ Common Stock (606 underlying) - 3,116.085(indirect: By ESOP)
Common Stock
- 17,400
Employee Stock Option (Right to Buy)
Exercise: $5.75From: 2003-07-13Exp: 2009-11-06→ Common Stock (17,400 underlying) - 122
LSAR
Exercise: $14.34→ Common Stock (122 underlying) - 130
Employee Stock Option (Right to Buy)
Exercise: $13.42From: 2002-02-06Exp: 2009-11-06→ Common Stock (130 underlying) - 500
LSAR
Exercise: $12.55→ Common Stock (500 underlying)
Footnotes (3)
- [F1]3,116.085 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan.
- [F2]Includes 1,043.942 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.