Earnings Feed
Start Free
Home/Filings/4/0000054480-10-000042
4//SEC Filing

PLETZ KAREN L 4

Accession 0000054480-10-000042

CIK 0000054480other
View on SEC.govCompany Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 1:58 PM ET

Size

17.6 KB

Accession

0000054480-10-000042

Insider Transaction Report

Form 4
Period: 2010-02-10
KANSAS CITY SOUTHERNKSU
PLETZ KAREN L
Director
Transactions
  • Exercise/Conversion

    Option (Right to Buy)

    2010-02-10−20,000→ 0 total
    Exercise: $14.00From: 2005-03-01Exp: 2014-02-28→ Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock

    2010-02-10$14.00/sh+20,000$280,000→ 43,192 total
  • Exercise/Conversion

    Common Stock

    2010-02-10$13.80/sh+10,000$138,000→ 53,192 total
  • Other

    LSAR

    2010-02-10−20,000→ 0 total
    Exercise: $14.00→ Common Stock (20,000 underlying)
  • Other

    LSAR

    2010-02-10−10,000→ 0 total
    Exercise: $13.80→ Common Stock (10,000 underlying)
  • Sale

    Common Stock

    2010-02-10$30.44/sh−30,000$913,263→ 23,192 total
  • Exercise/Conversion

    Option (Right to Buy)

    2010-02-10−10,000→ 0 total
    Exercise: $13.80From: 2005-05-04Exp: 2014-05-05→ Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.40 to $30.51, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  • [F3]Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.

Documents

1 file

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

→
Entity typeother

Related Parties

1
  • filerCIK 0001280103

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 1:58 PM ET
Size
17.6 KB
View on SEC.gov