4//SEC Filing
Ebbrecht David R 4
Accession 0000054480-12-000110
CIK 0000054480other
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 11:42 AM ET
Size
18.0 KB
Accession
0000054480-12-000110
Insider Transaction Report
Form 4
Ebbrecht David R
EVP of Subsidiary
Transactions
- Sale
Common Stock
2012-07-26$72.21/sh−3,707$267,677→ 22,983 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-07-26−1,660→ 3,320 totalExercise: $52.62Exp: 2021-02-22→ Common Stock (1,660 underlying) - Exercise/Conversion
Common Stock
2012-07-26$52.62/sh+1,660$87,349→ 28,350 total - Sale
Common Stock
2012-07-26$72.35/sh−1,660$120,100→ 26,690 total
Holdings
- 3,362
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (3,362 underlying) - 1,267
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2010-11-19Exp: 2020-02-29→ Common Stock (1,267 underlying) - 1,267
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2010-12-08Exp: 2020-02-29→ Common Stock (1,267 underlying) - 11.237(indirect: By 401(k))
Common Stock
- 1,266
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2011-01-07Exp: 2020-02-29→ Common Stock (1,266 underlying)
Footnotes (6)
- [F1]2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.341 to $72.393, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.20 to $72.233, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The amount of shares was reduced by 0.039 shares since the date of the reporting person's last ownership report due to an administrative fee that was charged to the account.
- [F5]Options exercised in rule 16b-3 exempt transaction.
- [F6]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001512280
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 11:42 AM ET
- Size
- 18.0 KB