4//SEC Filing
Derry John E 4
Accession 0000054480-13-000075
CIK 0000054480other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:22 PM ET
Size
14.9 KB
Accession
0000054480-13-000075
Insider Transaction Report
Form 4
Derry John E
Sr. VP - Human Resources
Transactions
- Tax Payment
Common Stock
2013-03-29$109.80/sh−3,876$425,565→ 13,048 total
Holdings
- 200
Employee Stock Option (Right to Buy)
Exercise: $39.53From: 2013-03-28Exp: 2018-03-27→ Common Stock (200 underlying) - 1,167
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (1,167 underlying) - 3,800
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (3,800 underlying) - 1,570
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (1,570 underlying) - 955
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (955 underlying) - 200
LSAR
Exercise: $39.53→ Common Stock (200 underlying)
Footnotes (5)
- [F1]834 of these shares represent performance shares that were earned on February 21, 2013 when the KCS Compensation and Organization Committee determined that the 2012 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]804 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F4]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 1,267 of these options became exercisable on November 19, 2010. The second target was met and 1,267 of these options became exercisable on December 8, 2010. The third target was met and 1,266 of these options became exercisable on January 7, 2011.
- [F5]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001454127
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 5:22 PM ET
- Size
- 14.9 KB