Ebbrecht David R 4
4 · KANSAS CITY SOUTHERN · Filed Apr 1, 2013
Insider Transaction Report
Form 4
Ebbrecht David R
EVP of Subsidiary
Transactions
- Tax Payment
Common Stock
2013-03-29$109.80/sh−1,202$131,974→ 31,110 total
Holdings
- 11.262(indirect: By 401(k))
Common Stock
- 3,320
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (3,320 underlying) - 3,362
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (3,362 underlying) - 3,666
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (3,666 underlying)
Footnotes (4)
- [F1]2,634 of these shares represent performance shares that were earned on February 21, 2013 when the KCS Compensation and Organization Committee determined that the 2012 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F3]1,660 of these options become exercisable on February 23, 2013 and 1,660 of these options become exercisable on February 23, 2014.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.