KANSAS CITY SOUTHERN 4
4 · KANSAS CITY SOUTHERN · Filed Feb 24, 2014
Insider Transaction Report
Form 4
Ebbrecht David R
EVP of Subsidiary
Transactions
- Award
Employee Stock Option (Right to Buy)
2014-02-20+3,876→ 3,876 totalExercise: $94.23Exp: 2024-02-19→ Common Stock (3,876 underlying) - Award
Common Stock
2014-02-20+3,307→ 31,895 total
Holdings
- 3,362
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (3,362 underlying) - 3,666
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (3,666 underlying) - 11.298(indirect: By 401(k))
Common Stock
- 3,320
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (3,320 underlying)
Footnotes (6)
- [F1]1,269 of these shares represent performance shares that were earned on February 20, 2014 when the KCS Compensation and Organization Committee determined that the 2013 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]2,634 of these shares represent performance shares that were earned on February 21, 2013 when the KCS Compensation and Organization Committee determined that the 2012 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F3]2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F4]Includes 0.036 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- [F5]1,660 of these options become exercisable on February 23, 2013 and 1,660 of these options become exercisable on February 23, 2014.
- [F6]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.