4//SEC Filing
KANSAS CITY SOUTHERN 4
Accession 0000054480-15-000044
CIK 0000054480operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:47 PM ET
Size
11.3 KB
Accession
0000054480-15-000044
Insider Transaction Report
Form 4
HAVERTY MICHAEL R
DirectorChairman & CEO
Transactions
- Award
Common Stock
2015-02-18+7,818→ 766,594 total
Holdings
- 15,700
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (15,700 underlying) - 49,200
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (49,200 underlying) - 10,611
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (10,611 underlying) - 8,193
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (8,193 underlying)
Footnotes (3)
- [F1]7,818 of these shares represent performance shares that were earned on February 18, 2015 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 27, 2015 contingent upon continued affiliation by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 16,400 of these options became exercisable on November 19, 2010. The second target was met and 16,400 of these options became exercisable on December 8, 2010. The third target was met and 16,400 of these options became exercisable on January 7, 2011.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054480
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 7:47 PM ET
- Size
- 11.3 KB