4//SEC Filing
KANSAS CITY SOUTHERN 4
Accession 0000054480-15-000050
CIK 0000054480operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 6:36 PM ET
Size
21.9 KB
Accession
0000054480-15-000050
Insider Transaction Report
Form 4
HAVERTY MICHAEL R
DirectorChairman & CEO
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-27−15,700→ 0 totalExercise: $52.62Exp: 2021-02-22→ Common Stock (15,700 underlying) - Exercise/Conversion
Common Stock
2015-02-27$66.99/sh+10,611$710,831→ 840,187 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-27−49,200→ 0 totalExercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (49,200 underlying) - Sale
Common Stock
2015-02-27$116.39/sh−80,973$9,424,302→ 764,676 total - Tax Payment
Common Stock
2015-02-27$117.08/sh−1,918$224,559→ 764,676 total - Exercise/Conversion
Common Stock
2015-02-27$52.62/sh+15,700$826,134→ 829,576 total - Exercise/Conversion
Common Stock
2015-02-27$97.77/sh+5,462$534,020→ 845,649 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-27−5,462→ 2,731 totalExercise: $97.77Exp: 2023-02-20→ Common Stock (5,462 underlying) - Exercise/Conversion
Common Stock
2015-02-27$35.41/sh+49,200$1,742,172→ 813,876 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-27−10,611→ 0 totalExercise: $66.99Exp: 2022-02-21→ Common Stock (10,611 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.8496 to $117.05, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 16,400 of these options became exercisable on November 19, 2010. The second target was met and 16,400 of these options became exercisable on December 8, 2010. The third target was met and 16,400 of these options became exercisable on January 7, 2011.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
- [F4]Options exercised in rule 16b-3 exempt transaction.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054480
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 6:36 PM ET
- Size
- 21.9 KB