KANSAS CITY SOUTHERN 4
4 · KANSAS CITY SOUTHERN · Filed Jul 21, 2016
Insider Transaction Report
Form 4
Wochner William J
Sr VP & Chief Legal Officer
Transactions
- Sale
Common Stock
2016-07-20$98.32/sh−26,521$2,607,457→ 21,121.453 total
Holdings
- 6,800
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (6,800 underlying) - 2,830
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (2,830 underlying) - 1,720
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (1,720 underlying) - 2,037
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (2,037 underlying) - 1,618
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (1,618 underlying) - 1,649
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying) - 3,851
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (3,851 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.03 to $98.9001, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Includes 278 shares acquired on June 30, 2016 through the KCS Employee Stock Purchase Plan.
- [F3]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.