4//SEC Filing
KANSAS CITY SOUTHERN 4
Accession 0000054480-17-000039
CIK 0000054480operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:39 PM ET
Size
18.5 KB
Accession
0000054480-17-000039
Insider Transaction Report
Form 4
Starling David L
President & COO
Transactions
- Award
Common Stock
2017-02-17+11,249→ 132,861 total
Holdings
- 3,880
LSAR
Exercise: $51.55→ Common Stock (3,880 underlying) - 21,900
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (21,900 underlying) - 13,835
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (13,835 underlying) - 20,600
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (20,600 underlying) - 16,447
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (16,447 underlying) - 13,068
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (13,068 underlying) - 13,285
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (13,285 underlying) - 31,680
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (31,680 underlying) - 3,880
Employee Stock Option (Right to Buy)
Exercise: $51.55From: 2013-07-30Exp: 2018-07-29→ Common Stock (3,880 underlying)
Footnotes (5)
- [F1]11,249 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]Includes 40 shares acquired on December 30, 2016 through the KCS Employee Stock Purchase Plan.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F4]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 6,867 of these options became exercisable on November 19, 2010. The second target was met and 6,867 of these options became exercisable on December 8, 2010. The third target was met and 6,866 of these options became exercisable on January 7, 2011.
- [F5]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054480
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:39 PM ET
- Size
- 18.5 KB