KANSAS CITY SOUTHERN 4
4 · KANSAS CITY SOUTHERN · Filed Feb 21, 2017
Insider Transaction Report
Form 4
Wochner William J
Sr VP & Chief Legal Officer
Transactions
- Award
Common Stock
2017-02-17+3,049→ 24,220.453 total - Award
Employee Stock Option (Right to Buy)
2017-02-17+3,618→ 3,618 totalExercise: $86.89Exp: 2027-02-16→ Common Stock (3,618 underlying)
Holdings
- 6,800
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (6,800 underlying) - 2,830
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (2,830 underlying) - 2,037
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (2,037 underlying) - 1,618
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (1,618 underlying) - 1,720
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (1,720 underlying) - 1,649
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying) - 3,851
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (3,851 underlying)
Footnotes (4)
- [F1]1,398 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]Includes 50 shares acquired on December 30, 2016 through the KCS Employee Stock Purchase Plan.
- [F3]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.