4//SEC Filing
KANSAS CITY SOUTHERN 4
Accession 0000054480-17-000043
CIK 0000054480operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:44 PM ET
Size
17.5 KB
Accession
0000054480-17-000043
Insider Transaction Report
Form 4
Zozaya Delano Jose Guillermo
President & Exec Rep of Sub
Transactions
- Award
Common Stock
2017-02-17+3,791→ 49,743 total - Award
Employee Stock Option (Right to Buy)
2017-02-17+2,270→ 2,270 totalExercise: $86.89Exp: 2027-02-16→ Common Stock (2,270 underlying)
Holdings
- 13,700
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (13,700 underlying) - 6,950
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (6,950 underlying) - 4,690
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (4,690 underlying) - 3,666
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (3,666 underlying) - 3,876
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (3,876 underlying) - 3,726
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (3,726 underlying) - 4,972
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (4,972 underlying)
Footnotes (3)
- [F1]3,152 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054480
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:44 PM ET
- Size
- 17.5 KB