4//SEC Filing
KANSAS CITY SOUTHERN 4
Accession 0000054480-17-000083
CIK 0000054480operating
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:04 PM ET
Size
18.0 KB
Accession
0000054480-17-000083
Insider Transaction Report
Form 4
Starling David L
President & COO
Transactions
- Disposition to Issuer
Common Stock
2017-05-04−13,275→ 110,970 total
Holdings
- 13,068
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2022-05-03→ Common Stock (13,068 underlying) - 13,285
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (13,285 underlying) - 13,835
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2022-05-03→ Common Stock (13,835 underlying) - 3,880
Employee Stock Option (Right to Buy)
Exercise: $51.55From: 2013-07-30Exp: 2018-07-29→ Common Stock (3,880 underlying) - 3,880
LSAR
Exercise: $51.55→ Common Stock (3,880 underlying) - 20,600
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (20,600 underlying) - 21,900
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (21,900 underlying) - 16,447
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (16,447 underlying) - 31,680
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (31,680 underlying)
Footnotes (4)
- [F1]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F2]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 6,867 of these options became exercisable on November 19, 2010. The second target was met and 6,867 of these options became exercisable on December 8, 2010. The third target was met and 6,866 of these options became exercisable on January 7, 2011.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Upon the reporting person's retirement from the Company, all unexercisable options became immediately exercisable.
- [F4]Upon the reporting person's retirement, the expiration date accelerated.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054480
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 5:04 PM ET
- Size
- 18.0 KB