Zozaya Delano Jose Guillermo 4
4 · KANSAS CITY SOUTHERN · Filed Aug 29, 2017
Insider Transaction Report
Form 4
Zozaya Delano Jose Guillermo
President & Exec Rep of Sub
Transactions
- Sale
Common Stock
2017-08-28$102.93/sh−6,000$617,567→ 42,087 total
Holdings
- 3,666
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (3,666 underlying) - 3,726
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (3,726 underlying) - 2,270
Employee Stock Option (Right to Buy)
Exercise: $86.89Exp: 2027-02-16→ Common Stock (2,270 underlying) - 13,700
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (13,700 underlying) - 4,690
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (4,690 underlying) - 3,876
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (3,876 underlying) - 6,950
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (6,950 underlying) - 4,972
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (4,972 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.84 to $103.01, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.