4//SEC Filing
Wochner William J 4
Accession 0000054480-19-000032
CIK 0000054480other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 6:10 PM ET
Size
18.2 KB
Accession
0000054480-19-000032
Insider Transaction Report
Form 4
Wochner William J
Sr VP & Chief Legal Officer
Transactions
- Award
Common Stock
2019-01-30+4,280→ 28,742.453 total
Holdings
- 6,800
Employee Stock Option (Right to Buy)
Exercise: $35.41From: 2013-03-01Exp: 2020-02-29→ Common Stock (6,800 underlying) - 2,037
Employee Stock Option (Right to Buy)
Exercise: $66.99Exp: 2022-02-21→ Common Stock (2,037 underlying) - 3,618
Employee Stock Option (Right to Buy)
Exercise: $86.89Exp: 2027-02-16→ Common Stock (3,618 underlying) - 1,720
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (1,720 underlying) - 3,851
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (3,851 underlying) - 3,105
Employee Stock Option (Right to Buy)
Exercise: $105.83Exp: 2028-03-05→ Common Stock (3,105 underlying) - 2,830
Employee Stock Option (Right to Buy)
Exercise: $52.62Exp: 2021-02-22→ Common Stock (2,830 underlying) - 1,618
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (1,618 underlying) - 1,649
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying)
Footnotes (4)
- [F1]4,280 of these shares represent performance shares that were earned on January 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]Includes 206 shares acquired on June 29, 2018 and 27 shares acquired on December 31, 2018 through the KCS Employee Stock Purchase Plan.
- [F3]Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001382924
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 6:10 PM ET
- Size
- 18.2 KB