KANSAS CITY SOUTHERN·4

Feb 3, 5:31 PM ET

Hancock Brian D. 4

4 · KANSAS CITY SOUTHERN · Filed Feb 3, 2020

Insider Transaction Report

Form 4
Period: 2020-01-30
Hancock Brian D.
EVP & Chief Innovation Officer
Transactions
  • Award

    Common Stock

    [F1]
    2020-01-30+6,10529,733 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $86.89From: 2020-02-17Exp: 2027-02-16Common Stock (2,184 underlying)
    2,184
  • Employee Stock Option (Right to Buy)

    [F2]
    Exercise: $105.83Exp: 2028-03-05Common Stock (6,355 underlying)
    6,355
  • Employee Stock Option (Right to Buy)

    [F2]
    Exercise: $110.13Exp: 2029-03-04Common Stock (6,256 underlying)
    6,256
Footnotes (2)
  • [F1]6,105 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
  • [F2]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Signature
Julie D. Powell, Attorney-in-fact|2020-02-03

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT