NAATZ MICHAEL J. 4
4 · KANSAS CITY SOUTHERN · Filed Feb 18, 2020
Insider Transaction Report
Form 4
NAATZ MICHAEL J.
Sr. VP & CIO
Transactions
- Tax Payment
Common Stock
2020-02-14$173.46/sh−93$16,132→ 16,942 total
Holdings
- 1,206
Employee Stock Option (Right to Buy)
Exercise: $86.89From: 2020-02-17Exp: 2027-02-16→ Common Stock (1,206 underlying) - 1,649
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying) - 3,945
Employee Stock Option (Right to Buy)
Exercise: $105.83Exp: 2028-03-05→ Common Stock (3,945 underlying) - 6,256
Employee Stock Option (Right to Buy)
Exercise: $110.13Exp: 2029-03-04→ Common Stock (6,256 underlying) - 5,727
Employee Stock Option (Right to Buy)
Exercise: $171.86Exp: 2030-02-06→ Common Stock (5,727 underlying)
Footnotes (2)
- [F1]3,371 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
- [F2]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.