4//SEC Filing
NAATZ MICHAEL J. 4
Accession 0000054480-20-000241
CIK 0000054480other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:07 PM ET
Size
17.3 KB
Accession
0000054480-20-000241
Insider Transaction Report
Form 4
NAATZ MICHAEL J.
Sr. VP & CIO
Transactions
- Exercise/Conversion
Common Stock
2020-11-18$119.35/sh+1,649$196,808→ 14,316 total - Exercise/Conversion
Common Stock
2020-11-18$86.89/sh+1,206$104,789→ 15,522 total - Sale
Common Stock
2020-11-18$189.14/sh−2,855$539,988→ 12,667 total - Sale
Common Stock
2020-11-18$189.35/sh−2,500$473,365→ 10,167 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-18−1,649→ 0 totalExercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-18−1,206→ 0 totalExercise: $86.89From: 2020-02-17Exp: 2027-02-16→ Common Stock (1,206 underlying)
Holdings
- 3,945
Employee Stock Option (Right to Buy)
Exercise: $105.83Exp: 2028-03-05→ Common Stock (3,945 underlying) - 6,256
Employee Stock Option (Right to Buy)
Exercise: $110.13Exp: 2029-03-04→ Common Stock (6,256 underlying) - 5,727
Employee Stock Option (Right to Buy)
Exercise: $171.86Exp: 2030-02-06→ Common Stock (5,727 underlying)
Footnotes (4)
- [F1]Includes 160 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2020.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $189.08 to $189.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $189.33 to $189.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001490357
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:07 PM ET
- Size
- 17.3 KB