NAATZ MICHAEL J. 4
4 · KANSAS CITY SOUTHERN · Filed Nov 19, 2020
Insider Transaction Report
Form 4
NAATZ MICHAEL J.
Sr. VP & CIO
Transactions
- Exercise/Conversion
Common Stock
2020-11-18$119.35/sh+1,649$196,808→ 14,316 total - Exercise/Conversion
Common Stock
2020-11-18$86.89/sh+1,206$104,789→ 15,522 total - Sale
Common Stock
2020-11-18$189.14/sh−2,855$539,988→ 12,667 total - Sale
Common Stock
2020-11-18$189.35/sh−2,500$473,365→ 10,167 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-18−1,649→ 0 totalExercise: $119.35Exp: 2025-02-17→ Common Stock (1,649 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-11-18−1,206→ 0 totalExercise: $86.89From: 2020-02-17Exp: 2027-02-16→ Common Stock (1,206 underlying)
Holdings
- 3,945
Employee Stock Option (Right to Buy)
Exercise: $105.83Exp: 2028-03-05→ Common Stock (3,945 underlying) - 6,256
Employee Stock Option (Right to Buy)
Exercise: $110.13Exp: 2029-03-04→ Common Stock (6,256 underlying) - 5,727
Employee Stock Option (Right to Buy)
Exercise: $171.86Exp: 2030-02-06→ Common Stock (5,727 underlying)
Footnotes (4)
- [F1]Includes 160 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2020.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $189.08 to $189.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $189.33 to $189.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.