Home/Filings/4/0000054480-21-000030
4//SEC Filing

NAATZ MICHAEL J. 4

Accession 0000054480-21-000030

CIK 0000054480other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 5:16 PM ET

Size

10.9 KB

Accession

0000054480-21-000030

Insider Transaction Report

Form 4
Period: 2021-02-03
NAATZ MICHAEL J.
Sr. VP & CIO
Transactions
  • Award

    Common Stock

    2021-02-03+4,67514,842 total
  • Award

    Employee Stock Option (Right to Buy)

    2021-02-03+4,0824,082 total
    Exercise: $211.10Exp: 2031-02-02Common Stock (4,082 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $110.13Exp: 2029-03-04Common Stock (6,256 underlying)
    6,256
  • Employee Stock Option (Right to Buy)

    Exercise: $105.83Exp: 2028-03-05Common Stock (3,945 underlying)
    3,945
  • Employee Stock Option (Right to Buy)

    Exercise: $171.86Exp: 2030-02-06Common Stock (5,727 underlying)
    5,727
Footnotes (2)
  • [F1]3,186 of these shares represent performance shares that were earned on February 3, 2021 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 26, 2021 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
  • [F2]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

Entity typeother

Related Parties

1
  • filerCIK 0001490357

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:16 PM ET
Size
10.9 KB