KANSAS CITY SOUTHERN·4

Feb 5, 5:43 PM ET

Grafton Suzanne M 4

4 · KANSAS CITY SOUTHERN · Filed Feb 5, 2021

Insider Transaction Report

Form 4
Period: 2021-02-03
Grafton Suzanne M
VP & Chief Accounting Officer
Transactions
  • Award

    Common Stock

    2021-02-03+1,88611,519 total
  • Award

    Employee Stock Option (Right to Buy)

    2021-02-03+1,0731,073 total
    Exercise: $211.10Exp: 2031-02-02Common Stock (1,073 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $119.35Exp: 2025-02-17Common Stock (394 underlying)
    394
  • Employee Stock Option (Right to Buy)

    Exercise: $105.83Exp: 2028-03-05Common Stock (1,262 underlying)
    1,262
  • Employee Stock Option (Right to Buy)

    Exercise: $110.13Exp: 2029-03-04Common Stock (1,864 underlying)
    1,864
  • Employee Stock Option (Right to Buy)

    Exercise: $171.86Exp: 2030-02-06Common Stock (1,505 underlying)
    1,505
Footnotes (2)
  • [F1]1,530 of these shares represent performance shares that were earned on February 3, 2021 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 26, 2021 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
  • [F2]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT