Upchurch Michael W 4
4 · KANSAS CITY SOUTHERN · Filed Oct 22, 2021
Insider Transaction Report
Form 4
Upchurch Michael W
EVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-10-21$171.86/sh+2,017$346,642→ 65,167 total - Sale
Common Stock
2021-10-21$301.62/sh−22,143$6,678,772→ 27,322 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−6,662→ 0 totalExercise: $105.83Exp: 2028-03-05→ Common Stock (6,662 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−2,017→ 4,033 totalExercise: $171.86Exp: 2030-02-06→ Common Stock (2,017 underlying) - Exercise/Conversion
Common Stock
2021-10-21$82.71/sh+6,973$576,737→ 45,563 total - Exercise/Conversion
Common Stock
2021-10-21$110.13/sh+4,373$481,598→ 63,150 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−3,876→ 0 totalExercise: $94.23Exp: 2024-02-19→ Common Stock (3,876 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−6,552→ 0 totalExercise: $86.89Exp: 2027-02-16→ Common Stock (6,552 underlying) - Exercise/Conversion
Common Stock
2021-10-21$97.77/sh+3,666$358,425→ 30,988 total - Exercise/Conversion
Common Stock
2021-10-21$119.35/sh+3,726$444,698→ 38,590 total - Exercise/Conversion
Common Stock
2021-10-21$86.89/sh+6,552$569,303→ 52,115 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−3,726→ 0 totalExercise: $119.35Exp: 2025-02-17→ Common Stock (3,726 underlying) - Exercise/Conversion
Common Stock
2021-10-21$94.23/sh+3,876$365,235→ 34,864 total - Exercise/Conversion
Common Stock
2021-10-21$105.83/sh+6,662$705,039→ 58,777 total - Sale
Common Stock
2021-10-21$301.11/sh−15,702$4,728,029→ 49,465 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−3,666→ 0 totalExercise: $97.77Exp: 2023-02-20→ Common Stock (3,666 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−6,973→ 0 totalExercise: $82.71Exp: 2026-02-18→ Common Stock (6,973 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-21−4,373→ 2,186 totalExercise: $110.13Exp: 2029-03-04→ Common Stock (4,373 underlying)
Holdings
- 5,069
Employee Stock Option (Right to Buy)
Exercise: $211.10Exp: 2031-02-02→ Common Stock (5,069 underlying)
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually ranged from $300.4690 to $301.3700. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $301.500 to $301.985. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.