Grafton Suzanne M 4

4 · KANSAS CITY SOUTHERN · Filed Oct 27, 2021

Form 4

Period: 2021-10-26

VP & Chief Accounting Officer

Transactions

Exercise/Conversion
Common Stock
2021-10-26$110.13/sh+1,243$136,892→ 13,809 total
Exercise/Conversion
Common Stock
2021-10-26$105.83/sh+1,262$133,557→ 12,566 total
Sale
Common Stock
2021-10-26$305.30/sh−3,401$1,038,315→ 10,910 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-26−1,262→ 0 total
Exercise: $105.83Exp: 2028-03-05→ Common Stock (1,262 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-26−1,243→ 621 total
Exercise: $110.13Exp: 2029-03-04→ Common Stock (1,243 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-26−502→ 1,003 total
Exercise: $171.86Exp: 2030-02-06→ Common Stock (502 underlying)
Exercise/Conversion
Common Stock
2021-10-26$171.86/sh+502$86,274→ 14,311 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-26−394→ 0 total
Exercise: $119.35Exp: 2025-02-17→ Common Stock (394 underlying)
Exercise/Conversion
Common Stock
2021-10-26$119.35/sh+394$47,024→ 11,304 total

Holdings

Employee Stock Option (Right to Buy)
Exercise: $211.10Exp: 2031-02-02→ Common Stock (1,073 underlying)
1,073

Footnotes (2)

[F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $305.20 to $305.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F2]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Documents

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