ERDMAN WARREN K 4
4 · KANSAS CITY SOUTHERN · Filed Oct 28, 2021
Insider Transaction Report
Form 4
ERDMAN WARREN K
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2021-10-27$66.99/sh+3,362$225,220→ 58,415 total - Sale
Common Stock
2021-10-27$305.80/sh−1,877$573,988→ 56,538 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-27−3,362→ 0 totalExercise: $66.99Exp: 2022-02-21→ Common Stock (3,362 underlying)
Holdings
- 2,620
Employee Stock Option (Right to Buy)
Exercise: $97.77Exp: 2023-02-20→ Common Stock (2,620 underlying) - 2,777
Employee Stock Option (Right to Buy)
Exercise: $94.23Exp: 2024-02-19→ Common Stock (2,777 underlying) - 5,233
Employee Stock Option (Right to Buy)
Exercise: $82.71Exp: 2026-02-18→ Common Stock (5,233 underlying) - 4,916
Employee Stock Option (Right to Buy)
Exercise: $86.89Exp: 2027-02-16→ Common Stock (4,916 underlying) - 3,404
Employee Stock Option (Right to Buy)
Exercise: $171.86Exp: 2030-02-06→ Common Stock (3,404 underlying) - 2,426
Employee Stock Option (Right to Buy)
Exercise: $211.10Exp: 2031-02-02→ Common Stock (2,426 underlying) - 1,076.379(indirect: By 401(k))
Common Stock
- 2,668
Employee Stock Option (Right to Buy)
Exercise: $119.35Exp: 2025-02-17→ Common Stock (2,668 underlying) - 4,219
Employee Stock Option (Right to Buy)
Exercise: $105.83Exp: 2028-03-05→ Common Stock (4,219 underlying) - 4,153
Employee Stock Option (Right to Buy)
Exercise: $110.13Exp: 2029-03-04→ Common Stock (4,153 underlying)
Footnotes (4)
- [F1]Includes 124 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2021.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $305.7939 to $305.8050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Includes 5.781 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- [F4]These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.