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4 KIDS ENTERTAINMENT INC 4

Accession 0000058592-07-000050

CIK 0000058592operating

View on SEC.gov Company Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 4:32 PM ET

Size

28.0 KB

Accession

0000058592-07-000050

Insider Transaction Report

Form 4

Period: 2007-11-30

4 KIDS ENTERTAINMENT INCKDE

DirectorChairman and CEO10% Owner

Transactions

Exercise/Conversion
Stock Options
2007-11-30−6,700→ 113,300 total
Exercise: $0.92From: 1998-01-02Exp: 2008-01-02→ Common Stock (6,700 underlying)
Exercise/Conversion
Common Stock
2007-12-03$0.92/sh+113,300$103,862→ 1,184,538 total
Exercise/Conversion
Common Stock
2007-11-30$0.92/sh+6,700$6,142→ 1,077,938 total
Sale
Common Stock
2007-11-30$12.63/sh−6,700$84,621→ 1,071,238 total
Sale
Common Stock
2007-12-03$11.72/sh−48,300$566,076→ 1,136,238 total
Exercise/Conversion
Stock Options
2007-12-03−113,300→ 0 total
Exercise: $0.92From: 1998-01-02Exp: 2008-01-02→ Common Stock (113,300 underlying)

Holdings

Stock Options
Exercise: $3.10From: 1998-11-13Exp: 2008-11-13→ Common Stock (75,000 underlying)
75,000
Common Stock
(indirect: By Spouse)
6,000
Stock Options
Exercise: $8.94From: 2001-01-02Exp: 2011-01-02→ Common Stock (150,000 underlying)
150,000
Common Stock
(indirect: By self for minor daughter)
15,950
Stock Options
Exercise: $11.80Exp: 2008-04-01→ Common Stock (137,600 underlying)
137,600
Stock Options
Exercise: $33.28From: 1999-12-22Exp: 2009-12-22→ Common Stock (100,000 underlying)
100,000
Stock Options
Exercise: $20.03From: 2002-01-02Exp: 2012-01-02→ Common Stock (140,000 underlying)
140,000

Footnotes (5)

[F1]The options vested in two equal annual installments beginning on April 1, 2003.
[F2]The options vested in two equal annual installments beginning on April 1, 2004.
[F3]The options vested 50% on the date of grant and 50% on December 30, 2005.
[F4]Includes 52,349 shares of unvested restricted stock.
[F5]The transaction is an exercise of a derivative security and the price is reported in column 2. The sale of the exercised option is reported in table 1 above.

Documents

1 file

4
form4113007ak_ex.xmlPrimary

Issuer

4 KIDS ENTERTAINMENT INC

CIK 0000058592

Entity typeoperating

IncorporatedNY

Related Parties

1

filerCIK 0000058592

Filing Metadata

Form type: 4
Filed: Dec 3, 7:00 PM ET
Accepted: Dec 4, 4:32 PM ET
Size: 28.0 KB

View on SEC.gov