LOWES COMPANIES INC 4

4 · LOWES COMPANIES INC · Filed Apr 4, 2017

Form 4

Period: 2017-04-01

EVP Store Operations

Transactions

Exercise/Conversion
Common Stock
2017-04-01+31,500→ 78,225 total
Sale
Common Stock
2017-04-03$81.96/sh−17,152$1,405,819→ 51,625 total
Award
Non-Qualified Stock Option (right to buy)
2017-04-01+20,800→ 20,800 total
Exercise: $82.21Exp: 2027-04-01→ Common Stock (20,800 underlying)
Exercise/Conversion
Performance Share Units
2017-04-01−31,500→ 0 total
→ Common Stock (31,500 underlying)
Award
Common Stock
2017-04-01+4,900→ 68,777 total
Tax Payment
Common Stock
2017-04-01$82.21/sh−14,348$1,179,549→ 63,877 total

Holdings

Footnotes (7)

[F1]Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016.
[F2]Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2014.
[F3]Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 1, 2020.
[F4]This transaction was executed in multiple trades at prices ranging from $81.95 to $82.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F5]The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 31, 2017.
[F6]At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock.
[F7]The option vests in three annual installments beginning on April 1, 2018.

Documents

1 file