4//SEC Filing
MARSHALL & ILSLEY CORP/WI/ 4
Accession 0000062741-07-000241
CIK 0000062741operating
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:12 PM ET
Size
14.9 KB
Accession
0000062741-07-000241
Insider Transaction Report
Form 4
Smith Michael C
Sr VP and Corporate Treasurer
Transactions
- Disposition to Issuer
Common Stock
2007-11-01−1,528.887→ 0 total(indirect: Deferred Compensation) - Disposition to Issuer
Option
2007-11-01−13,500→ 0 totalExercise: $41.96Exp: 2017-10-19→ Common Stock (13,500 underlying) - Disposition to Issuer
Common Stock
2007-11-01−5,452→ 0 total - Disposition to Issuer
Stock Option
2007-11-01−20,000→ 0 totalExercise: $43.75Exp: 2016-03-13→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Reflects the disposition of shares of the Issuer pursuant to a series of transactions under an Investment Agreement, dated as of April 3, 2007, among the Issuer, certain of its subsidiaries and WPM, L.P. (the "Investment Agreement"). Pursuant to the Investment Agreement, on November 1, 2007, the Issuer merged with one of its subsidiaries to effect the formation of a holding company to hold all of the outstanding stock of the Issuer (the "Holding Company Merger"). In connection with the Holding Company Merger, the shares of common stock, including the shares of restricted stock, of the Issuer were converted into shares of common stock, including shares of restricted stock, of New M&I Corporation ("New Marshall & Ilsley"), which was subsequently renamed Marshall & Ilsley Corporation.
- [F2]This option has been cancelled in its entirety. The vesting schedule with respect to the option to purchase shares of New Marshall & Ilsley granted to replace this option, as described in footnote 2, will be substantially similar to the vesting schedule of this option prior to cancellation.
- [F3]Reflects an option to purchase Issuer common stock that was cancelled pursuant to the Holding Company Merger. The option will be replaced with an option to purchase a number of shares of common stock of New Marshall & Ilsley. The number of shares of common stock underlying options held by the reporting person, adn their exercise price, will be adjusted pursuant to the Employee Matters Agreement, dated April 3, 2007, as amended, between Metavante, Metavante Corporation, New Marshall & Ilsley, and the Issuer.
Documents
Issuer
MARSHALL & ILSLEY CORP/WI/
CIK 0000062741
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000062741
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 4:12 PM ET
- Size
- 14.9 KB