|4Jan 3, 8:58 PM ET

Cafferillo Nicholas 4

4 · S&P Global Inc. · Filed Jan 3, 2019

Insider Transaction Report

Form 4
Period: 2018-12-31
Cafferillo Nicholas
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2018-12-31$169.94/sh+345$58,62912,894 total
  • Exercise/Conversion

    Common Stock

    2018-12-31$169.94/sh+292$49,62213,186 total
  • Tax Payment

    Common Stock

    2018-12-31$169.94/sh104$17,67412,680 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-311,2080 total
    Exercise: $0.00From: 2018-12-31Exp: 2018-12-31Common Stock (1,208 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-31345354 total
    Exercise: $0.00Common Stock (345 underlying)
  • Tax Payment

    Common Stock

    2018-12-31$169.94/sh402$68,31612,784 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-31292592 total
    Exercise: $0.00Common Stock (292 underlying)
  • Tax Payment

    Common Stock

    2018-12-31$169.94/sh88$14,95512,592 total
  • Exercise/Conversion

    Common Stock

    2018-12-31$169.94/sh+1,208$205,28812,549 total
Holdings
  • Restricted Stock Units

    Exercise: $0.00Common Stock (1,070 underlying)
    1,070
  • Common Stock

    (indirect: By Trust)
    4,174
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  • [F2]As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F3]As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F4]As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020.

Documents

1 file
  • 4
    wf-form4_154656710081990.xmlPrimary

    FORM 4