Matturri Alexander JR 4
4 · S&P Global Inc. · Filed Nov 19, 2019
Insider Transaction Report
Form 4
S&P Global Inc.SPGI
Matturri Alexander JR
CEO, S&P Dow Jones Indices
Transactions
- Exercise/Conversion
Common Stock
2019-11-15$33.98/sh+5,104$173,434→ 20,465 total - Tax Payment
Common Stock
2019-11-15$262.08/sh−2,908$762,129→ 17,557 total - Exercise/Conversion
Options (Right to Buy)
2019-11-15−5,104→ 0 totalExercise: $33.98From: 2011-04-01Exp: 2020-03-31→ Common Stock (5,104 underlying) - Sale
Common Stock
2019-11-15$262.10/sh−1,098$287,786→ 16,459 total
Holdings
- 789
Restricted Stock Units
Exercise: $0.00→ Common Stock (789 underlying) - 316
Restricted Stock Units
Exercise: $0.00From: 2017-12-31Exp: 2019-12-31→ Common Stock (316 underlying) - 495
Restricted Stock Units
Exercise: $0.00→ Common Stock (495 underlying) - 5,560
Options (Right to Buy)
Exercise: $37.41From: 2012-04-01Exp: 2021-03-31→ Common Stock (5,560 underlying) - 2,363.44(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.00 to $262.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of 10/31/2019, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.
- [F3]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- [F4]As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- [F5]As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- [F6]As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.