Fraenkel Martin 4

4 · S&P Global Inc. · Filed Jan 5, 2021

Form 4

Period: 2020-12-31

President, Platts

Transactions

Exercise/Conversion
Common Stock
2020-12-31$328.73/sh+591$194,279→ 6,406 total
Tax Payment
Common Stock
2020-12-31$328.73/sh−278$91,387→ 6,128 total
Exercise/Conversion
Common Stock
2020-12-31$328.73/sh+523$171,926→ 6,651 total
Tax Payment
Common Stock
2020-12-31$328.73/sh−246$80,868→ 6,405 total
Tax Payment
Common Stock
2020-12-31$328.73/sh−181$59,500→ 6,607 total
Exercise/Conversion
Common Stock
2020-12-31$328.73/sh+383$125,904→ 6,788 total
Exercise/Conversion
Restricted Stock Units
2020-12-31−591→ 1,201 total
Exercise: $0.00→ Common Stock (591 underlying)
Exercise/Conversion
Restricted Stock Units
2020-12-31−523→ 539 total
Exercise: $0.00→ Common Stock (523 underlying)
Exercise/Conversion
Restricted Stock Units
2020-12-31−383→ 0 total
Exercise: $0.00→ Common Stock (383 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
[F2]As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
[F3]As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
[F4]As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Documents

1 file