4//SEC Filing
Christ Carol T 4
Accession 0000065100-09-000003
CIK 0000065100other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:27 PM ET
Size
9.0 KB
Accession
0000065100-09-000003
Insider Transaction Report
Form 4
Christ Carol T
Director
Transactions
- Disposition to Issuer
ML Stock Units
2009-01-01−3,584→ 0 total→ Common Stock (3,584 underlying) - Disposition to Issuer
Common Stock
2009-01-01$24.08/sh−6,090$146,647→ 0 total
Footnotes (5)
- [F1]This total reflects the acquisition of shares of issuer common stock as a result of contributions, allocations or dividend reinvestments through issuer plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or 16a-11.
- [F2]These Deferred Stock Units (the "DSUs"), which were granted to the reporting person pursuant to the terms of the Merrill Lynch & Co., Inc. Deferred Stock Unit Plan for Non-Employee Directors (the "Plan"), were disposed of pursuant to the terms of the Plan, which require that, upon a change in control, the DSUs must be liquidated for a cash amount determined pursuant to a formula set forth in the Plan. This transaction is exempt under Rule 16b-3.
- [F3]The reporting person participated in the Merrill Lynch & Co., Inc. Fee Deferral Plan for Non-Employee Directors (the "Fee Deferral Plan"), under which these ML Stock Units were credited. The value of each unit was equal to the value of one share of issuer's common stock. ML Stock Units are payable in cash at the end of the deferral period as provided for in the Fee Deferral Plan.
- [F4]1 for 1
- [F5]These ML Stock Units were converted to stock units that track the value of BAC common stock, based on the merger conversion ratio of 0.8595. The closing price of BAC common stock on December 31, 2008 was 14.08. This transaction is exempt under Rule 16b-3.
Documents
Issuer
MERRILL LYNCH & CO., INC.
CIK 0000065100
Entity typeother
Related Parties
1- filerCIK 0001402595
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:27 PM ET
- Size
- 9.0 KB