Jonas Judith Mayhew 4
4 · MERRILL LYNCH & CO., INC. · Filed Jan 5, 2009
Insider Transaction Report
Form 4
Jonas Judith Mayhew
Director
Transactions
- Disposition to Issuer
Common Stock
2009-01-01$24.08/sh−7,814$188,161→ 0 total
Footnotes (2)
- [F1]This total reflects the acquisition of shares of issuer common stock as a result of contributions, allocations or dividend reinvestments through issuer plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or 16a-11.
- [F2]These Deferred Stock Units (the "DSUs"), which were granted to the reporting person pursuant to the terms of the Merrill Lynch & Co., Inc. Deferred Stock Unit Plan for Non-Employee Directors (the "Plan"), were disposed of pursuant to the terms of the Plan, which require that, upon a change in control, the DSUs must be liquidated for a cash amount determined pursuant to a formula set forth in the Plan. This transaction is exempt under Rule 16b-3.