4//SEC Filing
MCCANN ROBERT J 4
Accession 0000065100-09-000016
CIK 0000065100other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:36 PM ET
Size
25.9 KB
Accession
0000065100-09-000016
Insider Transaction Report
Form 4
MCCANN ROBERT J
Executive Vice President
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−62,708→ 0 totalExercise: $36.06Exp: 2013-01-27→ Common Stock (62,708 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−125,000→ 0 totalExercise: $36.17Exp: 2009-01-25→ Common Stock (125,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−133,188→ 0 totalExercise: $53.74Exp: 2012-01-28→ Common Stock (133,188 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−126,350→ 0 totalExercise: $77.56Exp: 2011-01-23→ Common Stock (126,350 underlying) - Disposition to Issuer
Common Stock
2009-01-01−45,144→ 0 total(indirect: By GRAT) - Award
Common Stock
2008-12-31+121,358→ 662,434 total - Disposition to Issuer
Common Stock
2009-01-01−662,434→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−152,630→ 0 totalExercise: $43.78Exp: 2010-01-27→ Common Stock (152,630 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−971,346→ 0 totalExercise: $55.59Exp: 2018-01-28→ Common Stock (971,346 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−58,809→ 0 totalExercise: $59.85Exp: 2014-01-26→ Common Stock (58,809 underlying)
Footnotes (10)
- [F1]The reporting person received 121,358 restricted shares under a performance-based plan established by the issuer in 2006 tied to a return on equity. Pursuant to the plan, these shares were converted at a ratio of 2.5 to 1 immediately prior to the merger between the issuer and a subsidiary of Bank of America Corporation ("BAC").
- [F10]These options, which provided for 100% vesting upon the completion of the merger between the issuer and a subsidiary of BAC, were assumed by BAC in the merger and replaced with options to purchase 834,870 shares of BAC common stock with an exercise price of $64.69 per share.
- [F2]This total reflects the acquisition of shares of issuer common stock as a result of contributions, allocations or dividend reinvestments through issuer plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or 16a-11.
- [F3]Disposed of pursuant to merger agreement between issuer and BAC in exchange for 0.8595 of a common share of BAC for each share of issuer common stock, as set forth in the merger agreement. The closing price of BAC common stock on December 31, 2008 was $14.08. These transactions are exempt under Rule 16b-3.
- [F4]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 107,436 shares of BAC common stock with an exercise price of $42.09 per share.
- [F5]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 131,185 shares of BAC common stock with an exercise price of $50.94 per share.
- [F6]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 108,597 shares of BAC common stock with an exercise price of $90.25 per share.
- [F7]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 114,475 shares of BAC common stock with an exercise price of $62.54 per share.
- [F8]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 53,897 shares of BAC common stock with an exercise price of $41.97 per share.
- [F9]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 50,546 shares of BAC common stock with an exercise price of $69.64 per share.
Documents
Issuer
MERRILL LYNCH & CO., INC.
CIK 0000065100
Entity typeother
Related Parties
1- filerCIK 0001259558
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:36 PM ET
- Size
- 25.9 KB