ALLETE INC 4

4 · ALLETE INC · Filed Sep 3, 2014

Form 4

Period: 2014-09-02

SrVP, Gen. Counsel & Secretary

Transactions

Exercise/Conversion
Employee Stock Option (Rt. to Buy)
2014-09-02−3,549→ 0 total
Exercise: $41.35Exp: 2015-02-01→ Common Stock (3,549 underlying)
Exercise/Conversion
Common Stock
2014-09-02$41.35/sh+3,549$146,751→ 18,083.74 total
Sale
Common Stock
2014-09-02$48.42/sh−3,549$171,843→ 14,534.74 total

Holdings

Footnotes (4)

[F1]Includes shares acquired in exempt transactions under the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan and the dividend equivalent feature of restricted stock granted under ALLETE's executive long-term compensation plan; all based on plan information available as of August 31, 2014.
[F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $48.54, inclusive. The reporting person undertakes to furnish to any ALLETE shareholder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
[F3]Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of August 31, 2014.
[F4]This option vested in three equal installments on February 1, 2006, February 1, 2007, and February 1, 2008.

Documents

1 file