ALLETE INC 4

4 · ALLETE INC · Filed Aug 13, 2015

Form 4

Period: 2015-08-12

Sr VP Mktg, Reg. & Pub Affairs

Transactions

Exercise/Conversion
Common Stock
2015-08-12$44.15/sh+4,365$192,715→ 19,508.13 total
Sale
Common Stock
2015-08-12$50.74/sh−4,365$221,480→ 15,143.18 total
Exercise/Conversion
Employee Stock Option-Right to Buy
2015-08-12−4,365→ 0 total
Exercise: $44.15Exp: 2016-02-01→ Common Stock (4,365 underlying)

Holdings

Footnotes (4)

[F1]Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of July 31, 2015
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70-$50.76, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
[F3]Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of July 31, 2015.
[F4]Option vested in three equal installments; one-third vested on February 1, 2007, one-third on February 1, 2008 and one -third on February 1, 2009.

Documents

1 file