ALLETE INC 4

4 · ALLETE INC · Filed Mar 10, 2016

Form 4

Period: 2016-03-09

SrVP, Gen. Counsel & Secretary

Transactions

Exercise/Conversion
Common Stock
2016-03-09$48.65/sh+5,531$269,083→ 15,578.53 total
Sale
Common Stock
2016-03-09$55.90/sh−14,722$822,960→ 10,047.53 total
Exercise/Conversion
Employee Stock Option - Right to Buy
2016-03-09−9,191→ 0 total
Exercise: $39.10Exp: 2018-02-01→ Common Stock (9,191 underlying)
Exercise/Conversion
Common Stock
2016-03-09$39.10/sh+9,191$359,368→ 24,769.53 total
Exercise/Conversion
Employee Stock Option - Right to Buy
2016-03-09−5,531→ 0 total
Exercise: $48.65Exp: 2017-02-01→ Common Stock (5,531 underlying)

Holdings

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.72-$56.04, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
[F2]Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) based on RSOP plan information available as of February 29, 2016.
[F3]This option vested in three equal installments on the first, second, and third anniversary of the February 1, 2007 grant date.
[F4]This option vested in three equal installments on the first, second, and third anniversary of the February 1, 2008 grant date.

Documents

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