AUBRECHT RICHARD A 4

Accession 0000067887-17-000083

CIK 0000067887other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 9:54 AM ET

Size

28.6 KB

Accession

0000067887-17-000083

Form 4

Period: 2017-11-08

Vice President

Transactions

Exercise/Conversion
Class A Common
2017-11-08$36.86/sh+20,500$755,630→ 66,549 total
Tax Payment
Class A Common
2017-11-08$84.51/sh−15,486$1,308,722→ 56,660 total
Sale
Class A Common
2017-11-08$83.57/sh−4,000$334,280→ 52,660 total
Sale
Class A Common
2017-11-09$83.72/sh−4,000$334,880→ 48,660 total
Sale
Class A Common
2017-11-10$82.31/sh−3,999$329,158→ 44,661 total
Exercise/Conversion
SAR
2017-11-08$36.86/sh−20,500$755,630→ 0 total
Exercise: $36.86Exp: 2020-11-30→ Class A Common (20,500 underlying)
Exercise/Conversion
SAR
2017-11-08$41.82/sh−20,500$857,310→ 0 total
Exercise: $41.82Exp: 2021-11-30→ Class A Common (20,500 underlying)
Tax Payment
Class A Common
2017-11-08$84.51/sh−14,903$1,259,453→ 51,646 total
Exercise/Conversion
Class A Common
2017-11-08$41.82/sh+20,500$857,310→ 72,146 total

Holdings

Footnotes (7)

[F1]This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,597). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
[F2]This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (5,014). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($84.51) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
[F3]Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
[F4]Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
[F5]Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
[F6]SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
[F7]Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Documents

1 file

MOOG INC.

CIK 0000067887

Entity typeother

IncorporatedNY