4//SEC Filing
NATIONAL FUEL GAS CO 4
Accession 0000070145-17-000023
$NFGCIK 0000070145operating
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 4:24 PM ET
Size
12.9 KB
Accession
0000070145-17-000023
Insider Transaction Report
Form 4
Carlotti Carl M
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2017-03-22$47.37/sh+4,166$197,343→ 56,005 total - Disposition to Issuer
Common Stock
2017-03-22$60.61/sh−3,256$197,346→ 52,749 total - Tax Payment
Common Stock
2017-03-22$60.61/sh−328$19,880→ 52,421 total - Exercise/Conversion
Stock Appreciation Right
2017-03-22−4,166→ 0 totalExercise: $47.37From: 2009-02-20Exp: 2018-02-20→ Common Stock (4,166 underlying)
Holdings
- 14,142(indirect: By Trust)
Common Stock
- 129(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]On March 22, 2017, the reporting person exercised a stock appreciation right with respect to 4,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,256 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 328 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.
- [F2]The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of March 22, 2017, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
- [F3]The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of March 22, 2017, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
Documents
Issuer
NATIONAL FUEL GAS CO
CIK 0000070145
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000070145
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 4:24 PM ET
- Size
- 12.9 KB