NORDSTROM INC·4

Apr 5, 12:32 PM ET

NORDSTROM INC 4

4 · NORDSTROM INC · Filed Apr 5, 2017

Insider Transaction Report

Form 4
Period: 2017-04-03
LITTLE DANIEL F
Executive Vice President
Transactions
  • Sale

    Common Stock

    2017-04-03$47.01/sh7,423$348,94072,082 total
  • Exercise/Conversion

    Common Stock

    2017-04-03$34.50/sh+3,134$108,12379,505 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2017-04-034,28930,021 total
    Exercise: $12.58Exp: 2019-02-27Common Stock (4,289 underlying)
  • Exercise/Conversion

    Common Stock

    2017-04-03$12.58/sh+4,289$53,95676,371 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2017-04-033,13434,476 total
    Exercise: $34.50Exp: 2020-02-26Common Stock (3,134 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    5,705.648
Footnotes (6)
  • [F1]The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 3/29/2017.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.01, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F3]This option was originally reported as an option grant for 71,297 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  • [F4]Exercisable in four equal annual installments commencing 2/27/2010.
  • [F5]This option was originally reported as an option grant for 35,121 shares of common stock at an exercise price of $36.94 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  • [F6]Exercisable in four equal annual installments commencing 2/26/2011.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT