4//SEC Filing
PAYNE SHIRLEY M 4
Accession 0000072741-09-000078
CIK 0000072741other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:53 PM ET
Size
8.6 KB
Accession
0000072741-09-000078
Insider Transaction Report
Form 4
PAYNE SHIRLEY M
VP-Accounting and Controller
Transactions
- Award
Common Shares, $5.00 par value
2009-02-10$23.74/sh+2,502$59,397→ 11,904 total
Holdings
- 272(indirect: By 401(k))
Common Shares, $5.00 par value
- 208
Phantom Shares
→ Common shares $5 par value (0 underlying)
Footnotes (4)
- [F1]Grant of restricted share units which vest in equal portions on February 25, 2010, 2011 and 2012. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis.
- [F2]Includes restricted share units and reinvested dividend equivalents.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 10, 2009, according to information supplied by the plan's record keeper.
- [F4]The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event. Additional shares are issued from the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001202269
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:53 PM ET
- Size
- 8.6 KB