ROBB JAMES B 4
4 · NORTHEAST UTILITIES · Filed Feb 12, 2009
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Award
Common Shares, $5.00 par value
2009-02-10$23.74/sh+4,213$100,017→ 18,145 total
Holdings
- 350
Phantom Shares
→ Common Shares $5.00 par value (0 underlying) - 207(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Grant of restricted share units which vest in equal portions on February 25, 2010, 2011, and 2012. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis.
- [F2]Includes restricted share units and reinvested dividend equivalents.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 10, 2009, according to information supplied by plan's record keeper.
- [F4]The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.