4//SEC Filing
ROBB JAMES B 4
Accession 0000072741-09-000212
CIK 0000072741other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 5:18 PM ET
Size
8.4 KB
Accession
0000072741-09-000212
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Tax Payment
Common Shares, $5.00 par value
2009-09-04$23.66/sh−669$15,829→ 16,773 total
Holdings
- 409(indirect: By 401(k))
Common Shares, $5.00 par value
- 358
Phantom Shares
→ Common Shares, $5 Par value (0 underlying)
Footnotes (4)
- [F1]Disposition of restricted share units upon vesting to satisfy tax withholding obligations.
- [F2]Includes restriced share units and reinvested dividend equivalents.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of September 4, 2009, according to information supplied by the plan's record keeper.
- [F4]The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001276812
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 5:18 PM ET
- Size
- 8.4 KB