SWOPE JOHN F 4
4 · NORTHEAST UTILITIES · Filed Nov 16, 2009
Insider Transaction Report
Form 4
SWOPE JOHN F
Other
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2009-11-12$18.44/sh−2,500$46,095→ 0 totalExercise: $18.44From: 2001-02-22Exp: 2010-02-22→ Common Shares, $5.00 par value (2,500 underlying) - Sale
Common Shares, $5.00 par value
2009-11-12$23.48/sh−1,971$46,283→ 34,484 total - Exercise/Conversion
Common Shares, $5.00 par value
2009-11-12$18.44/sh+2,500$46,095→ 36,455 total
Footnotes (2)
- [F1]The options exercised to purchase 2,500 Common Shares were granted on February 22, 2000 and vested 50% on that date and 50% on February 22, 2001.
- [F2]Mr. Swope's total beneficial ownership includes restricted share units and dividend equivalents thereon, receipt of which has been deferred, and shares and dividends thereon, receipt of which has been deferred. Mr. Swope also beneficially owns 5,000 options to purchase Common Shares, the acquisition of which was previously reported on Form 4.