DE PLANQUE E GAIL 4
4 · NORTHEAST UTILITIES · Filed Nov 20, 2009
Insider Transaction Report
Form 4
DE PLANQUE E GAIL
Other
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2009-11-19$18.44/sh−2,500$46,094→ 0 totalExercise: $18.44From: 2001-02-22Exp: 2010-02-22→ Common Shares, $5.00 par value (2,500 underlying) - Exercise/Conversion
Common Shares, $5.00 par value
2009-11-19$18.44/sh+2,500$46,094→ 30,901 total - Sale
Common Shares, $5.00 par value
2009-11-19$23.94/sh−2,500$59,850→ 28,401 total
Footnotes (2)
- [F1]The options exercised to purchase 2,500 Common Shares were granted on February 22, 2000 and vested 50% on that date and 50% on February 22, 2001. The option exercised and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. de Planque.
- [F2]Dr. de Planque's total includes restricted share units receipt of which has been deferred, and dividend equivalents thereon. Dr. de Planque also beneficially owns 5,000 vested options to purchase Common Shares, the ownership of which was previously reported on Form 4.