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4//SEC Filing

LaVecchia Jean M 4

Accession 0000072741-10-000050

CIK 0000072741other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 3:22 PM ET

Size

8.4 KB

Accession

0000072741-10-000050

Insider Transaction Report

Form 4
Period: 2010-01-29
LaVecchia Jean M
VP-Human Resources
Transactions
  • Award

    Phantom Shares

    2010-01-29$22.88/sh+63$1,441444 total
    Common Shares (63 underlying)
Holdings
  • Common Shares, $5.00 par value

    (indirect: By 401(k))
    2,323
  • Common Shares, $5.00 par value

    27,324
Footnotes (3)
  • [F1]Includes restricted share units and dividend equivalents thereon.
  • [F2]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of January 29, 2010, according to information supplied by the Plan's recordkeeper.
  • [F3]Matching contribution of reporting person's deferred compensation in 2009 under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares (hereby referred to as phantom shares). While the average price of the matching contributions was $22.88, the actual price was determined on the applicable payroll date on which the deferred compensation contribution was made. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

Issuer

NORTHEAST UTILITIES

CIK 0000072741

Entity typeother

Related Parties

1
  • filerCIK 0001415289

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 3:22 PM ET
Size
8.4 KB