4//SEC Filing
ROBB JAMES B 4
Accession 0000072741-10-000052
CIK 0000072741other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 3:30 PM ET
Size
8.4 KB
Accession
0000072741-10-000052
Insider Transaction Report
Form 4
ROBB JAMES B
VP-Enterprise Plan & Dev.
Transactions
- Award
Phantom Shares
2010-01-29$22.88/sh+193$4,416→ 558 total→ Common Shares (193 underlying)
Holdings
- 441(indirect: By 401(k))
Common Shares, $5.00 par value
- 17,028
Common Shares, $5.00 par value
Footnotes (3)
- [F1]Includes restricted share units and dividend equivalents thereon.
- [F2]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of January 29, 2010, according to information supplied by the Plan's recordkeeper.
- [F3]Matching contribution of reporting person's compensation in 2009 under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares (hereby referred to as phantom shares). While the average price of the matching contribution was $22.88, the actual price was determined on the applicable payroll date on which the deferred compensation contribution was made. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001276812
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 3:30 PM ET
- Size
- 8.4 KB