LaVecchia Jean M 4
4 · NORTHEAST UTILITIES · Filed Mar 1, 2010
Insider Transaction Report
Form 4
LaVecchia Jean M
VP-Human Resources
Transactions
- Tax Payment
Common Shares, $5.00 par value
2010-02-25$26.26/sh−1,965$51,601→ 28,241 total
Holdings
- 444
Phantom Shares
→ Common Shares, $5, par value (0 underlying) - 2,341(indirect: By 401(k))
Common Shares, $5.00 par value
Footnotes (4)
- [F1]Disposition of restricted share units upon vesting to satisfy tax withholding obligations.
- [F2]Includes restricted share units and reinvested dividend equivalents.
- [F3]Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of February 25, 2010, according to information supplied by the plan's record keeper.
- [F4]The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.