STEVENS MARK 4
4 · NORTHERN TRUST CORP · Filed Dec 2, 2003
Insider Transaction Report
Form 4
STEVENS MARK
Other
Transactions
- Disposition to Issuer
Employee Stock Option (right-to-buy)
2003-11-28−16,667→ 0 totalExercise: $52.30From: 2003-05-20Exp: 2003-11-28→ Common Stock (16,667 underlying) - Disposition to Issuer
Employee Stock Option (right-to-buy)
2003-11-28−21,667→ 0 totalExercise: $32.62From: 2004-02-18Exp: 2003-11-28→ Common Stock (21,667 underlying) - Disposition to Issuer
Common Stock
2003-11-28−18,000→ 75,332 total - Disposition to Issuer
Common Stock
2003-11-28−10,000→ 0 total - Disposition to Issuer
Employee Stock Option (right-to-buy)
2003-11-28−16,666→ 0 totalExercise: $52.30From: 2004-05-20Exp: 2003-11-28→ Common Stock (16,666 underlying) - Disposition to Issuer
Employee Stock Option (right-to-buy)
2003-11-28−21,666→ 0 totalExercise: $32.62From: 2005-02-18Exp: 2003-11-28→ Common Stock (21,666 underlying) - Disposition to Issuer
Employee Stock Option (right-to-buy)
2003-11-28−7,819→ 0 totalExercise: $32.62From: 2003-08-18Exp: 2003-11-28→ Common Stock (7,819 underlying)
Holdings
- 130,166
Common Stock
- 1,268(indirect: By Children)
Common Stock
- 14,869.605(indirect: ESOP)
Common Stock
- 7,468.246(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted Stock subject to a vesting schedule
- [F2]Represents stock units payable automatically in common stock on a 1-for-1 basis.
- [F3]as of 6/30/2003
- [F4]with tandem tax withholding right