Home/Filings/4/0000073124-03-000032
4//SEC Filing

STEVENS MARK 4

Accession 0000073124-03-000032

CIK 0000073124other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 1:39 PM ET

Size

24.5 KB

Accession

0000073124-03-000032

Insider Transaction Report

Form 4
Period: 2003-11-28
Transactions
  • Disposition to Issuer

    Employee Stock Option (right-to-buy)

    2003-11-2816,6670 total
    Exercise: $52.30From: 2003-05-20Exp: 2003-11-28Common Stock (16,667 underlying)
  • Disposition to Issuer

    Employee Stock Option (right-to-buy)

    2003-11-2821,6670 total
    Exercise: $32.62From: 2004-02-18Exp: 2003-11-28Common Stock (21,667 underlying)
  • Disposition to Issuer

    Common Stock

    2003-11-2818,00075,332 total
  • Disposition to Issuer

    Common Stock

    2003-11-2810,0000 total
  • Disposition to Issuer

    Employee Stock Option (right-to-buy)

    2003-11-2816,6660 total
    Exercise: $52.30From: 2004-05-20Exp: 2003-11-28Common Stock (16,666 underlying)
  • Disposition to Issuer

    Employee Stock Option (right-to-buy)

    2003-11-2821,6660 total
    Exercise: $32.62From: 2005-02-18Exp: 2003-11-28Common Stock (21,666 underlying)
  • Disposition to Issuer

    Employee Stock Option (right-to-buy)

    2003-11-287,8190 total
    Exercise: $32.62From: 2003-08-18Exp: 2003-11-28Common Stock (7,819 underlying)
Holdings
  • Common Stock

    130,166
  • Common Stock

    (indirect: By Children)
    1,268
  • Common Stock

    (indirect: ESOP)
    14,869.605
  • Common Stock

    (indirect: By 401(k))
    7,468.246
Footnotes (4)
  • [F1]Restricted Stock subject to a vesting schedule
  • [F2]Represents stock units payable automatically in common stock on a 1-for-1 basis.
  • [F3]as of 6/30/2003
  • [F4]with tandem tax withholding right

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeother

Related Parties

1
  • filerCIK 0001192130

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 1:39 PM ET
Size
24.5 KB