ROSSITER PETER L 4

4 · NORTHERN TRUST CORP · Filed Jan 23, 2004

Insider Transaction Report

Form 4

Period: 2004-01-23

NORTHERN TRUST CORPNTRS

ROSSITER PETER L

Executive Vice President

Transactions

Sale
Common Stock
2004-01-23$50.29/sh−3,600$181,044→ 232,968 total
Sale
Common Stock
2004-01-23$50.20/sh−6,000$301,200→ 206,968 total
Sale
Common Stock
2004-01-23$50.47/sh−2,600$131,222→ 252,068 total
Sale
Common Stock
2004-01-23$50.46/sh−2,000$100,920→ 250,068 total
Sale
Common Stock
2004-01-23$50.16/sh−8,200$411,312→ 185,068 total
Exercise/Conversion
Common Stock
2004-01-23$16.75/sh+38,032$637,036→ 163,289 total
Sale
Common Stock
2004-01-23$50.33/sh−1,500$75,495→ 241,068 total
Sale
Common Stock
2004-01-23$50.32/sh−4,500$226,440→ 236,568 total
Sale
Common Stock
2004-01-23$50.26/sh−7,000$351,820→ 221,468 total
Sale
Common Stock
2004-01-23$50.21/sh−1,000$50,210→ 212,968 total
Exercise/Conversion
Employee Stock Option (right-to-buy)
2004-01-23−5,979→ 45,000 total
Exercise: $32.62From: 2003-08-18Exp: 2013-02-18→ Common Stock (5,979 underlying)
Exercise/Conversion
Common Stock
2004-01-23$32.62/sh+5,979$195,005→ 261,268 total
Sale
Common Stock
2004-01-23$50.42/sh−5,000$252,100→ 245,068 total
Sale
Common Stock
2004-01-23$50.14/sh−5,700$285,798→ 171,868 total
Exercise/Conversion
Employee Stock Option (right-to-buy)
2004-01-23−35,492→ 0 total
Exercise: $11.75From: 1997-09-19Exp: 2005-09-19→ Common Stock (35,492 underlying)
Exercise/Conversion
Common Stock
2004-01-23$28.31/sh+46,000$1,302,375→ 209,289 total
Sale
Common Stock
2004-01-23$50.11/sh−4,000$200,440→ 157,368 total
Exercise/Conversion
Employee Stock Option (right-to-buy)
2004-01-23−38,032→ 0 total
Exercise: $16.75From: 1998-09-17Exp: 2006-09-17→ Common Stock (38,032 underlying)
Exercise/Conversion
Employee Stock Option (right-to-buy)
2004-01-23−46,000→ 0 total
Exercise: $28.31From: 1999-09-16Exp: 2007-09-16→ Common Stock (46,000 underlying)
Exercise/Conversion
Common Stock
2004-01-23$11.75/sh+35,492$417,031→ 125,257 total
Sale
Common Stock
2004-01-23$50.50/sh−1,100$55,550→ 260,168 total
Sale
Common Stock
2004-01-23$50.18/sh−4,100$205,738→ 196,768 total
Sale
Common Stock
2004-01-23$50.12/sh−8,500$426,020→ 161,368 total
Sale
Common Stock
2004-01-23$50.19/sh−6,100$306,159→ 200,868 total
Sale
Common Stock
2004-01-23$50.40/sh−2,500$126,000→ 242,568 total
Sale
Common Stock
2004-01-23$50.23/sh−3,500$175,805→ 215,968 total
Sale
Common Stock
2004-01-23$50.15/sh−7,500$376,125→ 177,568 total
Sale
Common Stock
2004-01-23$50.48/sh−5,500$277,640→ 254,668 total

Holdings

Common Stock Award
Exercise: $0.00→ Common Stock (22,000 underlying)
22,000

Footnotes (3)

[F1]with tandem tax withholding right
[F2]Vests upon completion of a specified employment period.
[F3]This Form 4 is the first of two transmissions reporting transactions by reporting person.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT